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How We Help

Committed to YOU the Independent Advisor… Fiduciary Services Delivered with Excellence.

What's In It For YOU?

  • Independence: You own your book of clients
  • Affiliation Options
    • Corporate IAR
    • Hybrid Model: IAR + RR
  • Create/maintain your own DBA and website or leverage the UAG name and website
  • Resources
    • Tech Stack - Reporting, CRM, Planning, Scheduling, Al Note Taking
    • Meaningful Client Content
    • Network Effects - Supportive culture promoting growth through idea sharing, best practices, and regular training

What's In it For STAFF?

  • UAG W2-Full-time/Part-time Availability
  • Employee Benefits
    • Access to 401(k) Benefit with Safe Harbor Contribution
    • Health Insurance access for full-time employees
  • Chaplaincy Services
  • Team Camaraderie
  • Support

Your Unified Advantage

Dedicated Team of CERTIFIED FINANCIAL PLANNER™ (CFP®) Professionals



Talented & Friendly Administrative Staff Members



Experienced in Tax Planning, Estate Planning & Real Estate Transactions



Professional Guidance & Nuturing Client Support



Long-Term Vision



A Defined Process for Practice Transition



Experienced in the Transfer of Generational Wealth



Curated Third-Party Discounts



Content Creation Specialists



Relationship Focused



Diverse Market & Economic Research Provided



Extensive Experience and Unique Offering to Corporate Retirement Plans



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UAG’s SERVICE PRINCIPLES
 

Relationship
First


We take the time to
know and understand
our clients so we can truly
help them maximize their
opportunity for the future.

Straight-Forward
Planning


We believe planning provides
clients Financial Confidence
which brings enrichment,
meaning & satisfaction to the
people & initiatives that are
important to them.

Actionable
Execution


We provide client’s proactive,
process-oriented investment
management, giving them
the comfort of an experienced
advocate assisting them in
prudently managing to their
plan through the noise of
challenging times.

World Class
Service


Timely responses, empathetic
guidance, and a willingness
to educate through difficult
financial concepts, UAG
serves at the pleasure of our
clients. As such, we strive to
serve with excellence.

Let's Get Started 
Schedule A Meeting

If you believe you could benefit from working with a financial professional, let’s review your portfolio, financial trajectory, and goals to see if you’re a good match for our practice.

Schedule a Consultation